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Compliance Officer

Corporate
Digital Skills

Compliance, Quality, and Occupational Health and Safety

Duration

30h

PRESENTATION

This Course on Compliance Officer It offers employees of any type of organization flexible and specialized training that enables them to perform the duties assigned to each position in accordance with current regulations and, furthermore, promotes the ethical management based on the integrity of employees. Companies are increasingly seeking to implement a compliance system, in which risk assessment and potential risk prevention are of vital importance to the organization. Constant regulatory changes create a need for professionals who are up to date in this field and people who are aware of the risks that comes with maintaining good business organization.

Objectives

  • Determine the The Importance of Compliance at the company.

  • Identify the functions from the Compliance Officer.

  • Analyze the risks of the company.

  • Learn what it is and what it's used for reporting channel.

Syllabus

TEACHING UNIT 1. BUSINESS AND COMPLIANCE

  1. The Need for Compliance for Businesses
  2. Relationship Between Compliance and Other Areas of the Company
  3. Compliance and Corporate Governance
  4. Objectives of the Compliance Program

TEACHING UNIT 2. FUNCTIONS AND RESPONSIBILITIES OF THE COMPLIANCE OFFICER

  1. General Responsibilities of the Compliance Officer
  2. Status and Qualifications of the Compliance Officer
  3. Compliance Officer: Roles and Responsibilities Within a Company
  4. Training and Consulting
  5. Analysis of new services, products, and projects
  6. Communication and Awareness-Raising Services
  7. Step-by-Step Procedure in the Event of an Incident or Noncompliance
  8. Outsourcing Compliance
  9. Responsibilities of the Compliance Officer

TEACHING UNIT 3. PREVENTING POTENTIAL RISKS: IMPLEMENTING CONTROLS

  1. Types of Business Risk
  2. Identification and Analysis of Risks in the Company
  3. Risk Assessment
  4. Monitoring of Surveillance Measures
  5. Checks and Balances Among the Organization's Members
  6. Code of Ethics and Culture of Compliance

TEACHING UNIT 4. THE COMPANY'S WHISTLEBLOWER CHANNEL

  1. Implementation of the Whistleblower Channel
  2. Internal Whistleblower Channel Management
  3. Receipt and Handling of Complaints
  4. How to Handle Internal Complaints
  5. Investigation of a Complaint
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Are the Educa PHAROS courses eligible for credit?

Many courses can be credited toward the master's programs at Structuralia.
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Facts about our area

+ 1.483

Hours

+88.999

Minutes

264

Courses

Educa PHAROS is a next-generation training model that places a company’s human capital at the forefront. Through a platform that adapts to each company’s corporate identity and offers a total of more than 900 courses, it provides tailored training for each organization. The unlimited flat-rate plan provides each company with the number of courses that best suits its needs, as well as the ability to determine which employees will have access.
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